Simplifying the System: Local Government Finance in Wales

 

Liberal Democrats welcome the intention of the consultation paper to simplify the local Government Finance system in Wales.  We believe that for far too long the system has constrained local authorities rather than enabled them.  It has failed to achieve accountability and it has failed to reflect a basic principle of taxation that it should relate to the ability to pay.

 

We support the new approach to local Authority capital spending which will give Councils the flexibility to invest in new capital assets without the artificially imposed ceilings of credit approvals and which is based on a responsible approach to debt management.  We agree that policy agreements should be the central plank for ensuring local expenditure reflects both local and national priorities.

 

Liberal Democrats strongly believe that in order to tackle the backlog of repair in Council housing the Public Sector Borrowing Requirement rules should be changed so as to free local Councils to borrow against their income streams to invest in their housing stock.  It may be that a Council owned housing company with equal tenant and community representation may be the best vehicle for this.  We would urge you to press the Treasury on this point.

 

We believe that there is a need for an objective assessment of the real costs of PFI against that of public borrowing.  At present it is used very much as a way around Treasury PSBR rules but does not offer best value in financial terms.  It is the public sector equivalent of going to a loan shark and should be avoided if possible.

 

We believe that Council Tax, because it is a property-based tax, is a crude way of raising income.  This is because it assesses wealth by ownership of property rather than income. We believe that it should be replaced by a local income tax based on the ability to pay and which could be varied against National Income Tax so as to allow Councils to collect a greater proportion of their finance locally without penalising taxpayers. This would also help to reduce the gearing effect.

 

Revaluation may improve the fairness of Council Tax but could be a political timebomb creating huge shifts in tax burdens for communities at any one time.  If we are to retain Council Tax it is better to change the criteria for appeal against Council Tax valuations to allow more scope for tribunals to take changes in local circumstance into account.

 

Councils should be required to publish annually a report on local taxes raised and how all the Council’s income has been spent against its performance objectives.  Taxpayers should be consulted on future levels of Council Tax in the same way as Business ratepayers.  The process of consultation should be set out in a scheme, which must be robust, inclusive, extensive and informative.  Each Council’s scheme should be subject to approval by the Assembly.

 

We believe that Supplementary Business Rates fail to address the need for local accountability in the levying of taxation on businesses.  Despite the safeguards and the hypothecation involved they will be an additional burden which cannot be justified given the present economic climate and the current tax burden on businesses.  We support the more formal partnership and consultative arrangements but they should form part of a fundamental reappraisal of business rates.  This should allow the business rate to be set and retained locally with the present redistribution system being replaced by adjustments in RSG to reflect different tax bases on an authority by authority basis.

 

Alternatively and preferably, the business rate should be replaced by a new tax based on land values, which is set and collected locally. Site Value Rating (SVR) is the term used for Land Value Taxation (LVT) when applied as a form of local government finance. In other respects SVR works exactly like LVT but many believe that LVT works best when *every* tier of government is allowed to 'precept' the rating authority for a share of land-value revenue.

 

SVR/LVT is a tax levied annually (just like 'normal' rates) but on the *owners* of sites, whereas rates are now levied on occupiers. The site value is assessed as the annual rent that could be obtained on the open market if the site itself were 'undeveloped' (i.e. in a virgin state) but with its surroundings in their *actual* state, at 'highest and best use'. in accordance with the Local/Unitary Plan. This element of the 'total' rental value of the site (basically what is used now for UBR) owes nothing to the efforts of the owner (unlike what he puts on it or does to it). It could also be called 'location value'.

 

It is used without many problems in New Zealand, Australia, South Africa, Denmark, some cities in the US, several central African and Caribbean countries and was recently introduced to Estonia (with the help of the Chief Exec of a London Borough!) and some Russian cities

 

It is (once introduced) cheaper to administer than 'normal' rates, because *no* inspection of buildings, turnover of businesses, etc is required. Some claim by a factor of 4-5 times cheaper (based on several studies, since GIS made 'mass assessment' by computer easier to validate).

 As an important consequence, re-valuations can be more frequent (usually annual) than now, which reduces the likelihood of injustices caused by out-of-date assessments. [Currently 80% of UBR valuations are appealed against by businesses!]

 

It gives an incentive to owners to develop their sites, in accordance with the Plan, in order to earn sufficient income to pay the tax. Thus it is an extremely effective instrument of economic policy in terms of urban renewal (Lord Rogers agreed in his Urban Task Force report). In the same way, it encourages owners to maintain the structures on sites in good repair, since any actual reduction in earning power of a site reduces profit but not tax. SVR takes no account of the *actual* use to which a site is put - only the potential allowable use.

 

It gives added force to democratically approved Development Plans, at every level. Instead of giving a 'jackpot prize' with every planning permission, a tax rise follows the decision. But those who are harmed by a decision will also be compensated automatically by a reduction in tax.

Thus proposals will be debated more on their merits, less on who wins or loses.

 

It reduces urban sprawl and tends to concentrate development near transport facilities and modal inter-changes, where land values are naturally highest. This supports sustainable development (even when the Local Plan is less than imaginative in this respect). By helping bring 'brown' land into re-use, it reduces pressure on green fields.

 

It helps a community to retain the wealth that it creates. Speculators are usually absentee landlords. The incentive to develop every small site rather than wait a few years (at no cost to the owner) to assemble a large site favours *local* small builders, business occupiers and labour. It keeps land (hence house and shop rent) prices lower than they would otherwise be (supply & demand).

If a local authority has a booming economy, it will have a far higher tax base than an area with low land values, which will have to set a higher rate than its rich neighbour. So what is needed is LVT at national (or perhaps regional) level, to ensure that there is a more equal spread of wealth.

 

In relation to the section on schools we support the identification of money allocated to schools through the SSA formula as a means of parents measuring the performance of their local Council.  We also agree that the measurement of outcomes is important. Ideally we need to measure both outcomes and inputs and assess performance against both in parallel.

 

Finally, if we are to encourage greater use of “special expenses” we must ensure that areas with a County Council, which do not have Community Councils, are not penalised by this measure.  It will inevitably lead to an increase in Council Tax for these areas who will be paying more for services delivered elsewhere by a Community Council without the same level of accountability.  We support the creation of new Community Councils in both rural and urban areas to tackle this problem. However, discretion on “special expenses” should be left with County Councils.  Any new duty should only apply where the whole of a Council’s area is parished and an agreement on a particular service has been reached with Community Councils across the area.

 

Peter Black AM

Liberal Democrat Spokesperson on Local Government

11 October 2000